Managing the Risk of Fraud and Misconduct: Meeting the Challenges of a Global, Regulated and Digital Environment
Richard H. Girgenti, Timothy P. Hedley · 2011
INTRODUCTION Section One: Understanding Fraud Chapter 1: Asset Misappropriation Chapter 2: Financial Reporting Fraud Section Two: Understanding Other Forms of Misconduct and Illegal Activity Chapter 3: Bribery & Corruption Chapter 4: Money Laundering & Trade Sanctions Chapter 5: Falsifying Government Claims and Insider Trading Section Three: A Framework for an Effective Compliance Program Chapter 6: A Framework for an Effective Compliance Program Section Four: A Model for Managing Fraud and Misconfuct Rock--Prevention, Detection and Response Chapter 7: Prevetion-Risk Assessment Chapter 8: Prevention-Codes of Conduct, Training and Communication Chapter 9: Prevetion-Corporate Intelligence (or Enhanced Due Diligence) Chapter 10: Detection-Mechanisms for Reporting Fraud and Misconduct Chapter 11: Detection-Auditing and Monitoring Chapter 12: Response-Investigations Chapter 13: Response-Government Settlement Agreements Chapter 14: Response-Recovery, Preservation and Analysis of Electronically Stored Information