Open data on the COVID-19 pandemic: anonymisation as a technical solution for transparency, privacy, and data protection

Thiago Guimarães Moraes, Amanda Nunes Lopes Espiñeira Lemos, Alexandra Krastins Lopes, Camille Moura, José Renato Laranjeira de Pereira · International Data Privacy Law · 2021

This article aims to discuss transparency and privacy on COVID-19 public data. The Brazilian context was chosen as a case study to understand how to implement transparent COVID-19 government databases while respecting data protection. The article intends to answer the question: which technical approach could be implemented to publish transparent data on COVID-19 infections while respecting the privacy of individuals? Privacy by Design is brought as a key concept to harmonization between these topics. It is possible to conclude that while transparency databases are essential when facing a pandemic outbreak, they must respect the rights to privacy and data protection. We present anonymization as a set of four strategies which aims to provide unlinkability to a given dataset: (i) to minimize, (ii) to separate, (iii) to abstract, and (iv) to obfuscate. While anonymization is a technical solution that may help to bring balance between open data transparency and privacy, it needs to be complemented by organizational measures, such as access control, privacy policies, and data protection impact assessments. The COVID-19 pandemic has boosted personal data mining. Various experiences in fighting the new coronavirus focus strictly on extensive data processing concerning not only health conditions, but also behaviours and relationships, allegedly to try to control the spread of the virus at any cost. Several approaches have been put forward by different government. In China, the government has been widely using body temperature, geolocation and user behaviour data to monitor the spread of the infection and commitment to quarantine, and scientists in the USA are processing global scale data to find vaccines for the virus.1 Stakeholders in Brazil have been trying to follow similar approaches.2 This vast data processing raises concerns on uses for secondary purposes that citizens might be unaware of,3 such as the use for surveillance activities,4 which may involve intrusive tools implemented by governments.5 For instance, InLoco, a Brazilian company involved with the use of geolocation for contact tracing, allegedly processes only anonymized data pursuant to the Brazilian Data Protection Legislation, ‘Lei Geral de Proteção de Dados’—LGPD.6 Although it claims to implement anonymization techniques in its privacy policy,7 the lack of a proper audit and more detailed information on the methodology for anonymizing data raise some eyebrows.8 At the same time, the role of ensuring access to public information while protecting personal data can prove to be rather challenging. In the Brazilian Access to Information Law, ‘Lei de Acesso à Informação’ (LAI), access to personal data is restricted to public authorities, as provided by law, and the data subject.9 Although this rule aims to provide balance between transparency and privacy, it may tip to one side or the other if not properly implemented, which may lead to one of the following scenarios:10 (i) the denial of requests of access to information due to alleged secrecy without further explanation;11 or (ii) the inadequate exposure of citizen personal data, supposedly to promote transparency, which can be even more sensitive in the context of public health. raise the of which technical approaches be implemented to publish transparent data on COVID-19 infections while respecting the privacy of In this that the answer to this with the concept of Privacy by Design which may be implemented different one of is a set of techniques by which data is in such a that the data is to of information to data are not personal data, and the of data protection such as anonymization techniques is a for data more data when that health information is sensitive data. The of data and the of data it to and personal information data. a of data the of such is for data has or has not been the not anonymization and article only that if by the anonymization can be the data protection it that this must time, and the use of It is not how one of these be the and it is that the Brazilian Data Protection provide more on that This article aims to to the privacy on open databases by anonymization techniques that could be implemented to the to data protection on Brazilian COVID-19 transparency databases while respecting open government data of present the of Brazilian the one of data protection and the other of government In to find the balance between the concept of We that anonymization is essential of a In the of this some anonymization techniques as on and of some Data Protection as as some provided in a of by the in a study on Data We these techniques in the context of the of transparency health databases in a such as the case of the Brazilian In are of and which to the COVID-19 transparency databases have been this We that other with government such as the USA and the might be to the given when with data protection of transparent and Although it is not in this it is essential to it that a set of organizational also be for ensuring transparency and privacy, such as access control and privacy While the of this article focus on technical The the that personal open databases is not in a may be to as they four to the of open data while ensuring (i) to the of open data (ii) privacy at of the data (iii) and processes that privacy the open data (iv) public and public as essential of open data it is to to data technical and organizational must that anonymization is not a but a set of techniques implemented to unlinkability between the data and its this article some for a COVID-19 transparent In this have Brazil as the case study for the Brazil some that may for the given to be in other of it has a that the and of its a role when COVID-19 it is a that are of and and health data to these data between have been transparency of Brazilian COVID-19 such as the one and the de which have to understand the transparency of In this that the techniques must the following to may have and that may have to be given in with to the of the of personal databases of in Brazil and USA or in the data between these and not be the same different and some to and to to organizational that help to how anonymization can in data on COVID-19 to be transparent without the of privacy, it is to understand the of the Brazilian data protection The Brazilian is the of a which in the the was to in due to the of some that the public health a on the Brazilian government to its in to the In the of was to In a of on the Brazilian which the of the to a the the of the which was by the Brazilian on are to in provided for health to be the pandemic and health and public to data COVID-19 other transparency and data privacy and access to information and The the of the for requests to public which are by the Information Access de Acesso à or its in This in the use of data even more The to personal data, such as and to the Brazilian of and a public body that processes data at and the data for data on the the to provide for and its by the Brazilian the of de as it the to The was a as it the to as a for data protection in It that rights could not be to the and the transparency when that data the was not for its by as for any processing of personal data, and that not provided by of and data these Brazil is in the of its the de Proteção de The a role in Brazil as it be the body for on data protection In the given it be to how data protection with government has also been the as it for the processing of personal data by the public the for the it has are due to its for key data protection to the to the of access for data between different government the only to be by the concept the that not in the is the of of the data, and not its or the of the This that sensitive data may have the same as personal data. the of the data processing be to the and purposes of which the data are In this the that data be with to the to which they be that sensitive and data are without protection. 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In this Brazil as a case study to a on how to implement transparent COVID-19 government databases while respecting the privacy of the in personal health data to control the spread of the Although these to provide more transparency to the privacy have some of these the rights to access public have not data protection and the of the Brazilian data protection law, the this article to approach on how to transparent data on the COVID-19 while ensuring the protection of The to a set of anonymization techniques to be implemented on any personal data processing to the This be the to implement which is this respect to the of transparency, and transparency personal data processing and ensuring that to The in this article of data anonymization they not be a solution to the rather a of as is a that anonymized data may be organizational measures, which the of this also be put in such as access control, privacy policies, and data protection impact assessments. this study different techniques by some to implement the unlinkability techniques may be four to data processing of any data that is not strictly for the the of for data to the processing of data different in to the to by data data to by data with techniques or of data In other it is possible to provide public information on health data, such as the to the COVID-19 while respecting privacy, by measures, such as anonymization that anonymization are not one solution by the balance between open data transparency and privacy may not prove as it can be in the of the government and the of COVID-19 In the case of is the lack of The of a body to audit and control data the the of anonymization techniques and transparency of public information without technical and of the is it to the of the audit body to data processing by or with public The COVID-19 has but the and of data protection be as a by data anonymization as a that more transparency is not only a technical but also a have access of of secrecy and for a of the of to public and the to they and may have to on a or of the to they on the other possible with of the in to be of by the when with public data that are not to any access the of which must be public and to any in with the restricted when with data by the of the with access to the and to in for the of public policies, and are and by the Data and in the case of data by the of the with access to and in the and for the purposes provided for by law, and are by the data to in this to privacy, and has restricted of and for a of data, to public and the to they and it is to have its or access by in of the or of the to they The to in the of this article must be the or its The be that the of in a or to the of the case and the following and the and of and of at the and of data, in with the of of The data the and the data of the of a data that may or to the data The the of the and if to the rights of the data the to measures, such to or the of the to the data of and information to the processing and the processing the and of the processing with the purposes to the to the context of the the processing to the for the of its with the of data to is and not in to the purposes of the data

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