Capacity of a Multiple-Antenna Fading Channel With a Quantized Precoding Matrix

Wiroonsak Santipach, Michael L. Honig · IEEE Transactions on Information Theory · 2009

Given a multiple-input multiple-output (MIMO) channel, feedback from the receiver can be used to specify a transmit precoding matrix, which selectively activates the strongest channel modes. Here we analyze the performance ofrandomvectorquantization(RVQ), in which the precoding matrix is selected from a random codebook containing independent, isotropically distributed entries. We assume that channel elements are independent and identically distributed (i.i.d.) and known to the receiver, which relays the optimal (rate-maximizing) precoder codebook index to the transmitter usingBbits. We first derive the large system capacity of beamforming (rank-one precoding matrix) as a function ofB, where large system refers to the limit asBand the number of transmit and receive antennas all go to infinity with fixed ratios. RVQ for beamforming is asymptotically optimal, i.e., no other quantization scheme can achieve a larger asymptotic rate. We subsequently consider a precoding matrix with arbitrary rank, and approximate the asymptotic RVQ performance with optimal and linear receivers (matched filter and minimum mean squared error (MMSE)). Numerical examples show that these approximations accurately predict the performance of finite-size systems of interest. Given a target spectral efficiency, numerical examples show that the amount of feedback required by the linear MMSE receiver is only slightly more than that required by the optimal receiver, whereas the matched filter can require significantly more feedback.

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